“It is emphatically the province and duty
of the judicial department to say what the law is.”
—United
States Supreme Court, 1803
In the autumn of 1802, Marshall and his fellow justices resumed
their duties on circuit. Rather than precipitate a crisis with
the Republican majority in Congress over the new Judiciary Act,
the chief justice chose to respect its provisions, hoping thereby
to steer the Court away from conflict. It was a decision that
reflected Marshall’s basic political moderation and conformed
to his strongly held view that the judiciary should remain nonpartisan—a
view that, in 1802, was shared neither by the irreconcilable
in his own party nor by the radical wing of the Republicans.
Above all, it was consistent with his understanding of the Constitution.
Each branch of government was entrusted with specific responsibilities,
and Congress was given explicit authority to organize the lower
courts. Marshall might disagree with the manner in which congressional
discretion had been exercised, but he was not about to challenge
the plenary nature of that discretion.
As chief justice, Marshall was assigned by the Judiciary Act
of 1802 to the fifth circuit, comprising the districts of Virginia
and North Carolina. This assignment was fortunate given that
Bushrod Washington was also from Virginia and Alfred Moore from
North Carolina. Had there been any legislative hostility toward
Marshall when the act was passed, he could easily have been
given a more distant posting. As it was, the fifth circuit was
the most convenient he could possibly have had, for it meant
he could discharge the bulk of his duties without leaving home.
The Virginia circuit met in Richmond and was the nation’s
busiest. The North Carolina circuit. which convened in Raleigh,
was far less active, and required Marshall’s presence
for less than a week at a time.
Despite Marshall’s determination to shield the Court
from partisan politics, the High Federalists were unwilling
to let matters rest. Convinced that the repeal of the Judiciary
Act of 1801 was the opening salvo of a Republican campaign to
dismantle the entire federal judiciary and perhaps even the
Constitution itself, the party’s hard core went on the
offensive. Their initial gambit was to have the repeal measure
quickly declared unconstitutional, but this was frustrated by
the new Judiciary Act, which delayed the next session of the
Supreme Court until February 1803. Their next maneuver was an
attempt to persuade the justices to refuse to ride circuit.
Such a refusal would have vitiated the Republican substitute
legislation and would have created a constitutional crisis from
which the High Federalists hoped to benefit. That strategy came
to naught as well when Marshall and his colleagues refused to
cooperate. The irreconcilable were left with four options, all
of which they began to pursue vigorously.
The first element of the High Federalist assault involved
a public campaign calling upon Marshall and his associates to
declare the repeal act unconstitutional when the Court reconvened.
Next, the High Federalists planned to have the displaced circuit
judges, led by Oliver Wolcott, petition Congress to be reinstated.
Third, they made preparations to introduce a number of test
cases into the circuit courts, hoping eventually to carry them
forward to the Supreme Court. Finally, the pending litigation
of William Marbury and his associates was seen as another opportunity
to whip up public support. The inevitable result of this four-pronged
attack was to exacerbate an already delicate political situation
and to widen the division between the two parties—exactly
what Marshall and Jefferson had hoped to avoid.
The issue between the High Federalists and the justices of
the Marshall Court was joined first on September 18, 1802, when
Bushrod Washington opened circuit court in Hartford, Connecticut.
Roger Griswold, a charter member of the High Federalist braintrust,
used the occasion to challenge the authority of the circuit
court to hear two cases then pending, insisting that the judges
appointed by Adams still held office and that their courts were
the appropriate venue. Washington immediately dismissed Griswold’s
motion and ordered that the docket be called.
A similar incident occurred shortly afterward in Boston when
Justice Cushing called the first circuit to order. Theophilus
Parsons, another High Federalist chieftain (and subsequently
chief judge of the supreme judicial court of Massachusetts),
questioned the constitutionality of the court, at which point
Cushing adjourned proceedings until the next day. During the
intervening twenty-four hours the judges evidently made it plain
how they intended to rule, because when the court reconvened,
Parsons, "very much mortified," dropped his plea and
the court resumed its business. In New Jersey, another test
case was mounted when one of the deposed midnight judges brought
suit before Justice Paterson contesting the constitutionality
of the repealing act of 1802. That, too, was summarily dismissed.
The principal High Federalist assault was reserved for the
fifth circuit in Richmond, where Marshall was presiding. Once
again, it was the chief justice’s old friend Charles Lee
who led the attack. The issue involved an earlier judgment won
by a Maryland resident, John Laird, against Hugh Stuart, a citizen
of Virginia, in one of the circuit courts that had been abolished
by the Republican Congress. The judgment of that court was now
before Marshall for execution. Lee immediately challenged Marshall’s
authority to hear the matter. He repeated the arguments made
by Griswold and Parsons that the Repeal Act of 1802 was unconstitutional,
and he questioned Congress’s authority to compel the justices
of the Supreme Court to ride circuit. "If it be said that
the practice from the year 1789 to 1801 is against us, we answer
that the practice was wrong, that it crept in unawares, without
consideration and without opposition." Marshall dismissed
both of Lee’s arguments and ordered the judgment in favor
of Laird to be executed. Lee thereupon appealed Marshall’s
decision to the Supreme Court (Stuart v. Laird), thus
setting the stage for the final High Federalist challenge to
Congress’s actions in 1802.
In going forward with their appeal, the High Federalists once
again betrayed their sense of unreality. Bushrod Washington,
Cushing, Paterson, and Marshall had all ruled against them on
circuit, and there was little likelihood that the justices would
reverse themselves come February. But the party’s irreconcilable
were determined to press on, confident that their position was
correct. That moral certitude unsettled the radical Republicans—who
should have known better—and the political rhetoric escalated.
The Supreme Court unwillingly now became the focus of the struggle
over the judiciary that had commenced two years earlier on the
floor of Congress.
Marshall was not affected by the High Federalist offensive.
His dark mood of autumn had passed, and he had emerged from
it more resolved than ever to extricate the Court from the morass
of partisan politics. Before he could confront that challenge,
however, there were circuit court duties to complete. Shortly
after Christmas, Marshall set out for Raleigh and his first
session of court in North Carolina. The distance from Richmond
to Raleigh over the post road was 165 miles, and the weather
being fair, Marshall made the trip in three days. Like Richmond,
which had inherited the mantle of government from Williamsburg,
Raleigh had recently become the capital of North Carolina. The
state government had moved to Raleigh from coastal New Bern
in 1792, and the new capital had all the trappings of a piedmont
frontier town as it struggled to accommodate the various legislators
and state officials who descended upon it. Jonathan Mason, a
former United States senator from Massachusetts, described the
town as "a miserable place, nothing but a few wooden buildings
and a brick Court House."
In 1803 Raleigh’s population numbered fewer than 1,000.
Marshall found lodging in the boardinghouse of Henry H. Cooke—a
rickety frame structure about a quarter of a mile from the courthouse.
The rooms were spartan, and Marshall had to gather his own wood
and make his own fires. But for the next thirty-two years he
stayed with Cooke whenever he held court in Raleigh."Everything
here [is] as pleasant as I could expect," he wrote to Polly
on January 2, and it is obvious from his letter that his buoyancy
had returned. You will laugh at my vexation when you hear the
various calamities that have befallen me. In the first place
when I came to review my funds, I had the mortification to discover
that I had lost 15 silver dollars out of my waist coat pocket.
They had worn through the various mendings the pocket had sustained
and sought their liberty in the sands of Carolina. I determined
not to vex myself with what could not be remedied and ordered
Peter to take out my clothes that I might dress for court when
to my astonishment and grief after fumbling several minutes
in the portmanteau, staring at vacancy, and sweating most profusely
he turned to me with the doleful tidings that I had no pair
of breeches.
You may be sure this piece of intelligence was not very graciously
received. However, after a little scolding I determined to make
the best of my situation and immediately set out to get a pair
made. I thought I should be a sans culotte only one day and
that for the residue of the term [December 30, 1802-January
5, 1803] I might be well enough dressed for the appearance of
the first day to be forgotten. But, "the greatest of evils,
I found, was followed by still greater!" Not a tailor in
town could be prevailed on to work for me. They were all so
busy that it was impossible to attend to my wants however pressing
they might be, and I have the extreme mortification to pass
the whole term without that important article of dress I have
mentioned.
Because of the repeal of the Judiciary Act of 1801, the circuit
court had not met for almost a year, and Marshall found a full
docket awaiting him. One case, Ogden v. Blackledge,
which eventually came before the Supreme Court, permitted him
to restate his views concerning the separation of powers and
the necessity of preventing legislative encroachment upon the
courts. Marshall’s comment was gratuitous, but his decision
upholding the claims of British creditors against citizens of
North Carolina was subsequently sustained by the high court.
On the bench in Raleigh, just as in Richmond, Marshall was
careful not to betray any sign of political partisanship—a
determination that, with the continuing exception of Chase,
his colleagues now shared. The Raleigh Register reported that
his charge to the grand jury in Ogden v. Blackedge
was "concise and appropriate, fully explaining their duty,
without the least political intermixture.’’ The
Minerva, another North Carolina paper, called it "elegant
and learned." Consistent with the cautious judicial posture
Marshall had adopted, he declined to give copies of his jury
charge to the press. According to the Minerva, "the Chief
Justice [said] that he had laid it down as a rule from which
he did not intend to depart, not to allow his charges to be
published."
Marshall’s efforts to avoid partisanship would soon
be tested. When Congress reconvened in January 1803, the High
Federalists launched their offensive. The Supreme Court was
scheduled to meet on February 7, with both Marbury v. Madison
and Stuart v. Laird on the docket. On January 27, in
accordance with the strategy previously agreed upon, eleven
of the deposed circuit judges presented personal memorials to
the House and Senate requesting Congress to define their status
and urging that the issue of their compensation be referred
to the Court. The Federalist press devoted considerable space
to the appeal, although the Aurora perhaps more accurately noted
that "The judges… this day brought forth the mouse
from the mountain."
The ensuing debate was viciously partisan. In the House, the
Federalists urged that the constitutionality of the Repeal Act
be referred to the Supreme Court. The Republicans responded
that the people, not the courts, were the judges of the constitutionality
of acts of Congress. "If the petitioners can bring their
case before the Supreme Court, let them do so," said John
Nicholas of Virginia. "If the Supreme Court shall arrogate
this power to themselves, and declare our law to be unconstitutional,
it will then behoove us to act. Our duty is clear." With
the threat of legislative reprisal in the air, the House rejected
the judges’ petition, thirty-seven voting in favor, sixty-one
against.
The debate in the Senate was even more heated, and the Supreme
Court again became the focal point of the controversy. The Federalist
onslaught was led by Gouverneur Morris of New York, Jonathan
Dayton of New Jersey, and James Ross of Pennsylvania. The Judiciary,
said Ross, was "the only body to which we could look"
for protection from laws that were unconstitutional. "The
Constitution is the supreme law: it is the duty of a judge to
compare acts of the Legislature with this great charter, and
pronounce whether the special delegated power [of Congress]
has been exceeded or not."
The Republicans answered that the judges’ petition "was
nothing more than an attempt to inflame the public mind"
and deplored the divisive tactics of their opponents. "Would
not peace and union have been better promoted by keeping the
subject out of sight, and not by attempting…to irritate
party animosities?" asked Wilson Cary Nicholas of Virginia.
None of the Republican senators questioned the Supreme Court’s
authority to declare an act of Congress unconstitutional. But
as John Breckinridge of Kentucky noted, since "the courts
can decide that question without our interference," why
should the Senate become involved? Like the House, the Senate
voted down the judges’ petition, although the vote was
much closer, 13-15.
The High Federalists continued to press forward. On January
28, the day after the House rejected the memorial of the former
judges, Senator John Howard of Maryland introduced a request
from William Marbury, Robert Hooe, and Dennis Ramsay for a certified
copy of the Senate’s executive journal from March 1801,
attesting their confirmation as justices of the peace. Howard
ingenuously observed that "the request was so reasonable
that he concluded it would pass without objection."
In raising Marbury’s request before the Senate, the
High Federalists’ purpose was twofold. Secretary of State
Madison had not responded to the Supreme Court’s show
cause order, nor had he provided the claimants with the documentation
they sought pertaining to their original appointments. As a
result, the trio of litigants could offer no tangible proof
that their commissions had been withheld. A copy of the Senate’s
journal would at least establish that they had been duly appointed.
A more important consideration, however, was that by raising
the issue on the eve of the Supreme Court’s February term,
the High Federalists were putting pressure on the justices.
The party press reported the debate extensively, and, for the
first time since December 1801, public awareness rekindled.
If Marshall and his colleagues had hoped to dispose of Marbury’s
request quietly, the party’s militants were serving notice
that this would not be possible.
The Senate Republicans recognized immediately that Marbury
and his colleagues were pawns in a game of constitutional confrontation
initiated by the High Federalists. John Breckinridge attacked
the request for the Senate journal as an unwarranted attempt
to assail the president. His action converted the issue into
a showdown between Jefferson and the Court—raising the
stakes even higher. "The suit is now pending on a mandamus
to the secretary of state. The Senate ought not to aid the Judiciary
in their invasion of the rights of the Executive."
Other Republicans picked up the theme. General James Jackson
of Georgia, who, with Breckinridge, was one of the Senate’s
most radical Republicans, said he would "never lend his
aid to set the Judiciary above the Executive." Robert Wright
of Maryland called Marbury’s request "an audacious
attempt to pry into Executive secrets, by a tribunal which had
no authority to do any such thing; and to enable the Supreme
Court to assume an unheard of and unfounded power, if not despotism."
DeWitt Clinton of New York noted that "a great Constitutional
question is now agitated in [the Supreme] Court, involving the
right to control the Executive." The Republicans eventually
defeated Marbury’s request, again in a 13-15 vote, but
the High Federalists had succeeded in making the authority of
the Supreme Court the central issue in their campaign. Marbury
v. Madison, which had begun as a routine exercise in judicial
procedure fourteen months earlier, was now center stage. Marshall’s
effort to remove the judiciary from partisanship had been thwarted
by the irreconcilable in his own party. The Aurora was right
on target when it referred to William Marbury as "the person
used by the tories to blow up this bubble."
The Supreme Court was now the focus of the nation’s
partisanship. Despite the long cooling off period since the
Court last met in December 1801, and notwithstanding the justices’
evident reluctance to become involved, Committee Room 2 had
become the venue where the animosity between the High Federalists
and their radical opponents would be played out. In Marbury
the Court was being asked to issue a writ of command to Jefferson’s
secretary of state; in Stuart v. Laird, it was being
challenged to overturn the Republican-passed Judiciary Act of
1802. Both cases threatened to produce a constitutional crisis,
which Marshall recognized the Court could not win. Even more
seriously, each threatened to upend the nonpartisan stance the
justices had adopted and, with it, the Supreme Court’s
legitimacy as the nation’s highest tribunal.
First to be argued was Marbury v. Madison, which,
unlike virtually all cases to come before the Supreme Court,
was one in which the justices sat as a trial court. Marbury’s
request for a writ of mandamus was not an appeal from a lower
court holding but an original action brought before the Supreme
Court under section 13 of the old Judiciary Act of 1789. Marbury
and his associates had to demonstrate why the writ should be
issued, and on February 10, Charles Lee opened his argument
on their behalf. Madison, who still had not responded to the
Court’s order to show cause, continued to ignore the matter,
which gave the proceedings an especially eerie quality. Not
only were the justices sitting in judgment in an original action,
but one of the parties to the case was not even represented—a
bold challenge to the Court’s authority.
Because the Senate had refused to provide an extract of its
executive journal, Lee was confronted at the outset with the
necessity of proving that his clients had been nominated and
confirmed as justices of the peace. The one person who could
provide direct evidence on that point was Marshall himself who,
as secretary of state, had affixed the seals to their commissions.
In fact, it was actually Marshall who had been remiss in seeing
that the documents were sent out. Lee chose not to call the
chief justice and initially attempted to build his case on the
testimony of the State Department’s chief clerk, Jacob
Wagner, and his assistant, Daniel Brent. Both proved to be unwilling
witnesses and claimed executive privilege. Despite their reluctance,
Marshall ordered them to be sworn. They could object to any
specific question they might be asked, he said, but the Court
would decide whether they were required to answer. The collision
of the Court and the executive branch, which both Marshall and
Jefferson had attempted to avoid, appeared to be at hand.
Wagner and Brent chose not to press the issue of executive
privilege. Under oath, Wagner testified that he was working
as Jefferson’s personal secretary at the time of the transition
and had no direct knowledge of the justice of the peace commissions.
He said he had heard that the commissions for Marbury and Robert
Hooe had been signed by President Adams, but that by some accident
the one for Dennis Ramsay had not been. When Lee asked, "who
gave you that information?" Wagner declined to answer and
Marshall upheld his refusal, saying that the question was not
pertinent. Brent, also under oath, said he had seen the commissions
but did not think they had been sent out. He did not know what
had happened to them.
Lee called as his next witness Attorney General Levi Lincoln,
who had replaced Marshall as interim secretary of state the
day after Jefferson’s inauguration. Lincoln presumably
had been aware of Jefferson’s order not to deliver the
commissions, but as acting secretary of state, and therefore
the president’s principal deputy, his claim to executive
privilege was compelling. Lincoln was also the nation’s
attorney general, however, and an of officer of the Court. His
position was delicate, and he asked Marshall whether he was
required to testify. On the one hand, said Lincoln, he respected
the jurisdiction of the Court; on the other, he felt himself
bound to maintain the rights and privileges of the executive.
If the Court decided that his testimony was essential, he asked
that Lee’s questions be put in writing so that he might
have time to consider them.
Marshall was sympathetic to Lincoln’s plight. He granted
the attorney general’s request and instructed Lee to put
his queries in writing. Lee wrote out the four questions he
wished to ask, and the chief justice, after consulting his colleagues,
told Lincoln that the Court felt he should answer the questions,
but that he could take whatever time he needed to consider them.
Marshall said that Lincoln need not disclose anything that was
confidential and that he certainly need not incriminate himself.
It was apparent from the interchange between Marshall and Lincoln
that each was doing his utmost to prevent the issue from escalating
into a full-blown confrontation between the executive branch
and the Court. Lincoln deferred to the Court’s authority;
Marshall made it plain that the Court would respect executive
privilege.
At that point Lincoln requested that he be given until the
following morning to reply, noting that he was due shortly at
a committee hearing dealing with claims against the United States
submitted by the state of Georgia. Marshall agreed, and the
Court adjourned. The first day’s testimony was complete.
It had been a trying experience. The Supreme Court was ill-suited
to the role of a trial court, and taking direct testimony was
time-consuming. It was evident to those in attendance that the
justices were uncomfortable, and Madison’s failure to
respond continued to cast a shadow over the proceedings.
When the Court reconvened on Friday, February 11, Lincoln
roof; the improvised witness stand. He noted his objection to
Lee’s first question. stating that he could not say what
had happened to the commissions because he did not know whether
Secretary Madison had ever had possession of them. Marshall
upheld Lincoln’s objection and ruled that the question
was immaterial. Lincoln thereupon responded to Lee’s three
remaining interrogatories. He said that he had seen the commissions
and that they had been signed by President Adams and sealed
with the Great Seal of the United States. But he told the Court
that he did not recollect whether any of them had been made
out to Marbury, Hooe, or Ramsay. He said that he also did not
know whether any of the commissions had been sent out, but did
not believe that any had been, At that point Lincoln was excused.
With considerable tact and a great deal of understanding, the
chief justice and the attorney general had avoided the collision
the High Federalists were trying to engineer. In requiring that
Lee put his questions in writing, the Court had preempted the
possibility of a dramatic interrogation of Lincoln that would
undoubtedly have fanned the flames of partisanship.
The fact is, the Federalists had had little success thus far
in making their case. As his final piece of evidence, Lee submitted
an affidavit made out by James Marshall, the chief justice’s
brother, attesting to the fact that he had seen the commissions
in the office of the secretary of state, that he had at tempted
without success to deliver a number of them in Alexandria, and
that he had returned them to the State Department. Lee asserted
that the existence of the commissions was thus proved, and moved
on to his closing argument.
When Lee concluded, Marshall asked Lincoln whether he wished
to respond. Lincoln said he had received no instructions from
Secretary Madison and therefore would remain silent. According
to press reports, Marshall was uncomfortable that the traditional
adversarial process had not been followed. Eager to hear argument
from the opposing side, he said that the Court "would attend
to the observations of any person who was disposed to offer
his sentiments." When no one responded, Marshall said that
the Court would postpone judgment and moved on to other business.
The Supreme Court was now in a no-win situation. It had avoided
a clash between the Jefferson administration and its High Federalists
opponents in the courtroom, but an even greater collision was
in the of offing. If the Court issued a writ of mandamus, it
was abundantly clear that Madison would ignore it. Since the
Court lacked the means to enforce the writ, the judiciary would
be exposed as powerless. Executive authority would have prevailed
simply by standing aside and doing nothing. Public opinion would
back Madison; the Republicans would wax triumphant; and another
check on majority power would have been dissipated.
On the other hand, if the Court did not issue the writ to
which Marbury was entitled, and which was unmistakably provided
for by statute, the judiciary would be deemed a paper tiger.
It would be seen as unwilling to confront the Republican behemoth,
and an unworthy guardian of constitutional principle. For two
weeks, Marshall and his colleagues wrestled with the dilemma.
In the interim, Chase was taken ill and the Court removed its
sessions to the living room of nearby Stelle’s Hotel to
accommodate him—Stelle’s Hotel, a three-story brick
structure on the present site of the Library of Congress, had
become the justices’ common lodging after Conrad and McMunn’s
was destroyed in a fire.
Some of the pressure that had been building was lifted when
the High Federalists turned their fire on Jefferson over his
reluctance to take action against Spain for its closure of the
port of New Orleans. The crisis on the lower Mississippi had
been festering for several months, and on Monday, February 14,
three days after the conclusion of Lee’s argument in Marbury
v. Madison, Senator James Ross of Pennsylvania introduced
legislation instructing the president to use military force
to take possession of New Orleans and calling 50,000 state militia
into national service to assist. The resolution was a serious
challenge to the president’s authority to conduct the
nation’s foreign relations. It was also a deliberate effort
to scuttle a peaceful settlement. Debate on the measure consumed
the Senate and the administration for the next two weeks, diverting
attention from the Court and the pending decision on Marbury’s
request.
On Thursday, February 24, while the Senate debate still raged,
the justices assembled in the living room of Stelle’s
Hotel to announce their decision. Once again their holding was
unanimous, and once again it was the chief justice who spoke
for the Court. Marshall began slowly, reading the opinion in
the same low but persuasive voice that characterized his years
at the bar. He noted that Madison had not shown cause why the
writ of mandamus should not be issued. A less astute, or a more
partisan, judge might have ruled for Marbury by default. Such
a decision would have been defensible under the normal rules
of the adversarial process and would have precipitated the constitutional
crisis the High Federalists longed for. But a constitutional
crisis was precisely what Marshall sought to avoid. Thus, having
acknowledged Madison’s noncompliance, the chief justice
let the matter rest. "The peculiar delicacy of this case,"
said Marshall, "the novelty of some of its circumstances,
and the real difficulty attending the points which occur in
it, require a complete exposition of the principles on which
the opinion to be given by the Court is founded."
Marshall turned to the question of whether Marbury was entitled
to his commission as a justice of the peace. By tackling this
question first, the chief justice was throwing a sop to the
High Federalists. He traced the legislation by which the office
was created, examined the appointment process specified by the
Constitution, and noted that the process was complete when the
president signed the commissions and the secretary of state
affixed the seal. Delivery of the documents was not required.
Marshall said that since Marbury’s commission had been
signed and sealed, he was duly appointed as a justice of the
peace for a term of five years. That appointment was not revocable
but was vested in Marbury’s legal rights, "which
are protected by the laws of this country. To withhold his commission,
therefore, is an act deemed by the Court not warranted by law,
but violative of a vested legal right."
Having established Marbury’s right to the office, Marshall
then asked whether the laws afforded a remedy. "The very
essence of civil liberty," he said, "consists in the
right of every individual to claim the protection of the laws
whenever he receives an injury." Marshall’s voice
quickened as he moved along. As an advocate, he had been renowned
for commencing his summations in a halting and disjointed manner,
picking up momentum as he proceeded, and soaring to a tightly
crafted conclusion. To those listening in the living room at
Stelle’s, it seemed inevitable that the Court was building
its case to issue the writ Marbury had requested.
Marshall briefly recited several instances in which executive
departments had been held accountable by the judiciary. He then
turned to the nature of presidential authority. Marshall was
now on the familiar ground he had laid out in his speech to
the House of Representatives on the Robbins case. The distinction
he had drawn between political questions and legal issues was
about to become the constitutional law of the United States.
The Republicans in the audience pricked up their ears when Marshall
said that the Constitution invested the president "with
certain important political powers, in the exercise of which
he is to use his own discretion, and is accountable only to
his country in his political character, and to his own conscience."
To assist him in his political role, Marshall said, the president
was entitled to appoint certain subordinates who were responsible
exclusively to him. "In such cases, their acts are his
acts; and whatever opinion may be entertained of the manner
in which executive discretion may be used, still there exists,
and can exist, no power to control that discretion. The subjects
are political. They respect the nation, not individual rights,
and being entrusted to the executive, the decision of the executive
is conclusive."
Marshall noted that the secretary of state, in particular,
is required to conform to the president’s will. "He
is the mere organ by whom that will is communicated. The acts
of such an of officer, as an of officer, can never be examinable
by the courts."
For those in attendance, the direction of the Court appeared
to have changed. As a former secretary of state, Marshall’s
words carried special meaning, and he was now presenting a powerful
defense of executive prerogative. If the partisans of 1803 had
reflected for a moment, they would have realized that that position
was perfectly consistent with the moderate federalism Marshall
had always espoused and undoubtedly provided a common denominator
for his colleagues on the Court.
Marshall was not finished. The High Federalists had initially
thought the Court was about to issue the writ of mandamus. The
Republicans now anticipated that it would not. The chief justice
again shifted ground. He said that the secretary of state, in
addition to his political responsibilities, also had certain
purely administrative duties. These were prescribed by law and
involved no discretion. When those duties pertained to the rights
of individuals, a person "who considers himself injured
has a right to resort to the laws of his country for a remedy."
Marshall said that Marbury had a legal title to the office to
which he had been appointed and a consequent right to his commission.
Madison’s refusal to deliver it was "a plain violation
of that right," and Marbury was fully entitled to seek
redress in the courts.
The advantage shifted back to the High Federalists. Marshall
had been speaking for over an hour (when complete, the decision
would exceed 11,000 words) and was weaving an intricate pattern
that riveted the attention of those who now crowded into the
makeshift courtroom at Stelle’s. Word had spread quickly
that the chief justice was delivering a momentous decision,
and numerous members of the House and Senate had joined the
regular practitioners in attendance. A constitutional crisis
of epic proportions appeared to be in the making, and the audience
hung on every word.
It was nearly noon when Marshall warmed to his conclusion.
The only question remaining, he said, was whether Marbury "is
entitled to the remedy for which he applies." That depended
on two factors: "the nature of the writ applied for, and
the powers of this Court." For the next twenty minutes,
Marshall examined the nature of a writ of mandamus. Once again
he balanced Marbury’s right to the writ with the delicacy
of issuing a command to the secretary of state. For the first
time, the chief justice took aim at the Republican critics of
the Court. Is it not amazing, he asked, that "the assertion
by an individual, of his legal claims, in a court of justice…should
at first be considered by some, as an attempt to intrude into
the cabinet, and to intermeddle with the prerogatives of the
executive? It is scarcely necessary for the Court to disclaim
all pretensions to such a jurisdiction. An extravagance, so
absurd and excessive, could not have been entertained for one
moment."
To reassure the nation at large, Marshall provided a powerful
restatement of the judicial function. "The province of
the Court," he said, "is, solely, to decide the rights
of individuals, not to inquire how the executive, or executive
officers, perform duties in which they have a discretion. Questions,
in their nature political, or which are, by the Constitution
and laws, submitted to the executive, can never be made in this
Court."
Marshall said that Marbury’s petition, "so far
from being an intrusion into the secrets of the cabinet,"
merely involved obtaining the copy of a paper to which "the
law gives a right on the payment of ten cents." He then
held that since no political discretion was involved, a writ
of mandamus compelling Madison to do what the statute required
was the appropriate remedy. "It only remains to be inquired
whether it can issue from this Court."
Lee and Lincoln were now on the edge of their seats. Marshall
had structured his decision to heighten the suspense. It was
one o’clock and the tension palpable as the chief justice
recited section 13 of the Judiciary Act of 1789, giving the
Supreme Court the power to issue writs of mandamus. The statutory
authority of the Court was clear, said Marshall, unless the
law was unconstitutional.
With the outcome still in doubt, Marshall commenced the constitutional
exposition for which Marbury v. Madison is famous.
The Constitution, he said, vested the judicial power of the
United States "in one Supreme Court, and in such inferior
courts as Congress shall, from time to time, ordain and establish."
The Supreme Court’s appellate jurisdiction was determined
by Congress, but its original jurisdiction—those cases
in which it sits as a trial court—was fixed by the Constitution.
Marshall noted that the text of the Constitution was precise.
The Supreme Court’s original jurisdiction was expressly
limited to cases "affecting ambassadors, other public ministers
and consuls, and those in which a state shall be a party."
That enumeration was complete and could not be increased by
Congress. As a result, the authority Congress gave to the Supreme
Court to issue writs of mandamus "appears not to be warranted
by the Constitution." Congress had acted to expand the
original jurisdiction of the Court as stipulated by the Constitution,
and that, said Marshall, it could not do.
Could a law that was unconstitutional be enforced by the courts?
According to Marshall, the question was deeply interesting,
"but happily not of an intricacy proportioned to its interest."
The people of the United States had established the Constitution
as the supreme law of the land. It "organizes the government,
and assigns, to different departments, their respective powers."
The powers of Congress were limited. "To what purpose are
powers limited, and to what purpose is that limitation committed
to writing, if these limits may, at any time, be [exceeded]
by those intended to be restrained?" Like a stern schoolmaster
lecturing errant pupils, Marshall observed that "It is
a proposition too plain to be contested, that the Constitution
controls any legislative act repugnant to it." Otherwise,
the legislature may alter the Constitution at will. "Between
these alternatives there is no middle ground. The Constitution
is either a superior, paramount law, unchangeable by ordinary
means, or it is on a level with ordinary legislative acts, and
like other acts, is alterable when the legislature shall please
to alter it."
Marshall said it was absolutely clear that all of those who
had framed written constitutions—an implicit reference
to the various state constitutions—intended those documents
to be supreme. As a result, "an act of the legislature,
repugnant to the Constitution, is void. This theory is essentially
attached to a written constitution, and is consequently to be
considered, by this Court, as one of the fundamental principles
of our society."
Marshall was now defending the perimeter of judicial authority.
In a sentence that has echoed through the years, the chief justice
announced that "It is emphatically the province and duty
of the judicial department to say what the law is." And
then, the critical link in his argument: The Constitution was
law. It could be interpreted by the courts in ordinary litigation.
"If two laws conflict with each other, the courts must
decide on the operation of each." If a law and the Constitution
are in conflict, and if both apply to a particular case, "the
Court must determine which of these conflicting rules governs
the case. This is the essence of judicial duty."
At that point, Marshall’s conclusion was inescapable.
If the courts are obliged to interpret the Constitution, and
if the Constitution "is superior to any ordinary act of
the legislature—the Constitution, and not such ordinary
act, must govern the case to which they both apply."
Earlier in the Court’s decision, Marshall had recognized
vast areas of political discretion that were not subject to
judicial scrutiny. Now, in conclusion, he was driving home the
point that the Constitution was a legal document and that, in
matters of law, the decision of the Court was final. It was
a principle, he said, "essential to all written constitutions,
that a law repugnant to the Constitution is void, and that courts,
as well as other departments, are bound by that instrument."