Policy #1000
University Policy Management

Date of Current Revision: September, 2008
Responsible Officer: Director of Human Resources  

  1. PURPOSE
    This policy provides guidelines for the issuance, review and publication of university policies.
  2. AUTHORITY
    University policies fall within a greater hierarchy of laws, statutes and regulations. The Board of Visitors has been authorized by the Commonwealth of Virginia to govern James Madison University. (See Code of Virginia section 23-164.6; 23-9.2:3.) The Board has delegated the authority to manage the university to the president. As a part of that management, the president has directed the development and implementation of university policies and procedures.
    University policies fall within the following framework and therefore, are subject to compliance with laws and regulations instituted by higher levels of authority:
    1. Federal laws and regulations
    2. State laws and regulations
    3. Board of Visitors policies and rules
    4. University policies and rules
    5. Divisional policies and rules
    6. Departmental policies and rules

  3. DEFINITIONS

    Policy:
    A statement of management philosophy and a general statement of a rule, established to provide direction and assistance to the university community in the conduct of university affairs.

    Procedure:
    A statement that prescribes specific actions to be taken to conform to established policies, allowing for the orderly implementation of those policies.

    University Policy Committee:
    The group designated and appointed by division heads to act as the central body for making recommendations regarding the creation, updating, and management of university-wide policies. Members of this committee include the Director of Human Resources, the Policy & Legal Affairs Advisor, a representative of Audit Management Services, as well as at least one representative from each of the major units of the university – chosen by the appropriate senior vice president (also referred to in this policy as a division head) or the head of the unit, such as the President’s Office.

    Division:
    The largest subgroup of the university. The four divisions are:
    Academic Affairs
    Administration & Finance
    Student Affairs & University Planning
    University Advancement

    The President’s Office, while not considered a division, includes such units as Admissions, Financial Aid, and Diversity and is also represented on the University Policy Committee.

    Division heads:
    The division heads are the four senior vice presidents.

  4. APPLICABILITY
    University policies and procedures are applicable to all members of the university community, unless the specific policy states otherwise.
    The Manual of Policies and Procedures includes only those policies and procedures that are generally applicable to more than one office or department of the university. Matters pertaining only to the internal procedures of a given division, department or office are not considered to be within the scope of this policy or the purview of the University Policy Committee.

  5. POLICY
    The Manual of Policies and Procedures is the official repository of university policies and is available electronically by accessing http://www.jmu.edu/JMUpolicy/.
    Each policy will include the following information:

    • The policy number
    • The policy name
    • Date of current revision
    • The responsibleofficer for that policy
    • Such other information on the attached template as may be appropriate for the specific policy

  6. PROCEDURES
    The Director of Human Resources will maintain the master list of policies within the Manual of Policies and Procedures website. An approved hard copy of each policy will be kept on file. The policies will be maintained on the university web site and users may print copies directly from the system.

    The procedures to initiate, review, and approve new or revised policies, and to eliminate policies, are as follows.

    1. The need for a new or revised policy is identified by a division head, department head or representative of the University Policy Committee.
    2. Working in conjunction with the division’s representative on the University Policy Committee, the appropriate department head oversees the creation of a draft of the policy, following these guidelines. If a policy falls within the responsibility of more than one division, any appropriate division may assume the responsibility for drafting and reviewing the policy.
    3. The resulting preliminary draft of the new policy will be reviewed and edited by the University Policy Committee.
    4. The chair of the University Policy Committee will send a copy of the resulting draft to each division head for review and approval. The chair will make changes to the policies based on the feedback of the division heads through an iterative process.
    5. Once the policy is approved by the division heads, the chair of the University Policy Committee will forward the resulting draft to the president for final review and approval.
    6. Files will be maintained by the Director of Human Resources that contain pertinent backup materials applicable to the development of each new policy and procedure.
    7. Once the president has approved a final draft, the chair of the University Policy Committee will ensure that the new policy is posted on the Policy Web Site.
    8. Information about new or changed policies may be announced in other university publications, through e-mail messages or released in a memorandum by the department responsible for the policy.

    The University Policy Committee conducts a regular cyclical review of all university policies, resulting in a review of each policy approximately every 20-24 months.
    The University Policy Committee may make changes to policies in the process of updating them. When these changes are considered by the committee to be minor, cosmetic, and/or related to form and style, the committee may decide to forego the staffing process described above and update the policies on the Policy Web Site directly without the approval of the senior vice presidents or president.

  7. RESPONSIBILITIES

    The Director of Human Resources has been identified as the manager responsible for the collection, review, and distribution of new and revised policies.

    The University Policy Committee has been designated to assist in this process. Members of this committee are responsible for identifying areas within their divisions that are in need of new or revised policies, for recommending appropriate policies, and for reviewing university-wide policies.

    The heads of units are responsible for assuring adherence to established policies in the conduct of their unit’s affairs. They are also responsible for directing the appropriate individuals on their staffs to the University Policy Committee.

    Only the President has the authority to issue university policies.

    Directors and department heads may issue procedures associated with a policy within their areas or departments and are responsible for the accuracy and timeliness of policies and procedures relating to their areas or departments. This responsibility includes proper notification of changes and updates to these policies and procedures, and conducting a review of policies annually.

  8. SANCTIONS

    Any sanction for violation of a policy should be listed in that policy.

    Sanctions will be commensurate with the severity and/or frequency of the offense and may include termination of employment.

  9. EXCLUSIONS

    The President has the authority to sign into effect, waive or temporarily alter any policy necessary to address an emergency or temporary situation, without utilizing the procedures outlined in this policy.

    In the absence of the President and with the support of the other division heads, the division head assigned to a section of the Manual of Policies and Procedures may temporarily sign a policy into effect in an emergency, subject to ratification by the president. If the president fails to ratify the temporary policy by signing it within three months, it will automatically become void.

  10. INTERPRETATION

    The authority to interpret this policy rests with the president, and is generally delegated to the Director of Human Resources. 3

Previous Version: February, 2007
Approved by the President: April, 2002

 


Index Terms

Policy
Procedure
Rules
University Policies

Appendix
Template for Policies

 

Appendix I

Manual of Policies and Procedures
Template for Policies

Policy #
Title:
Date of Current Revision
Primary Responsible Officer:
Secondary Responsible Officer:

1. PURPOSE
Subject of the policy and what it is trying to accomplish, in one sentence, if possible
2. AUTHORITY
Basis for university’s authority or responsibility to make this policy (state or federal statute, state or federal regulation, board directive, inherent power, etc.)
3. DEFINITIONS
Words that might be confusing, have different possible meanings, or are being used in a specific way
4. APPLICABILITY
To whom does the policy apply (board members, administrators, faculty, staff, students, visitors, etc.)?
5. POLICY
Each policy statement should be phrased separately in numbered paragraphs of one sentence, if possible
6. PROCEDURES
Details of how to make the policy work
7. RESPONSIBILITIES
What office has the job of making the policy and procedures work, in detail, including office with primary responsibility and those “Also Responsible”?
8. SANCTIONS
What happens to violators, and who makes the decisions
9. EXCLUSIONS
Any circumstances that might apply to excuse conformance with the policy
10. INTERPRETATION
Who gets to say what the policy means and how to apply it

Previous version
The date of the previously posted version of the policy

Approved by the president
The date that the president last approved the policy

APPROVED:____________________________________DATE:____________

INDEX TERMS

APPENDICES
Anything that would help to implement the policy (i.e., a form or example of a memorandum)

 

 

Policy 1000 PDF version