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Notes on the Confederacy, April, 1787
Introduction by Devin Bent
(devin@bents.net)
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William Pierce, a delegate
to the Constitutional Convention from Georgia, wrote about James
Madison in his notes:
"From a spirit of industry
and application which he possesses in a most eminent degree,
he always comes forward the best informed Man of any point in
debate."
Madison was the best informed because,
as Pierce noted, Madison "blends together the profound politician,
with the Scholar." Madison's preparation for the great process
of Constitution-making thus included his years of service in the
Continental Congress and the succeeding Congress of the Articles
of Confederation, and service in the Virginia Constitutional Convention,
legislature and Council of State. His preparation also included
voracious reading of books (many sent by Thomas Jefferson from
Paris) of confederations of the ancient world and Europe.
Drawing upon this extraordinary
combination of scholarship and service, Madison produced two documents
in preparation for the Constitutional Convention. The first, "Notes
on Ancient and Modern Confederacies," is too abbreviated
to be of interest to most readers today. The second, presented
below, presents Madison's considered views on the government of
the Articles of Confederation. These notes present a unique opportunity
to read a thoughtful account of the weaknesses of the Articles
from the man best qualified by experience and scholarship to write
on the subject.
Madison is also thinking about
the Constitution that he hopes will follow. He is beginning to
hone the arguments concerning factions and the large republic
that he will present so brilliantly in Federalist
10.
Notes on the Confederacy, April, 1787
Vices of the Political system of the U. States.
Observations by J.M.
1. Failure of the
States to comply with the Constitutional requisitions.
This evil has been so fully experienced
both during the war and since the peace, results so naturally
from the number and independent authority of the States, and
has been so uniformly exemplified in every similar Confederacy,
that it may be considered as not less radically and permanently
inherent in, than it is fatal to the object of, the present
system.
2. Encroachments
by the States on the federal authority.
Examples of this are numerous,
and repetitions may be forseen in almost every case where any
favorite object of a State shall present a temptation. Among
these examples are the wars and treaties of Georgia with the
Indians, the unlicensed compacts between Virginia and Maryland,
and between Pennsylvania and New Jersey, the troops raised and
to be kept up by Massachusetts.
3. Violations
of the law of nations and of treaties.
From the number of Legislatures,
the sphere of life from which most of their members are taken,
and the circumstances under which their legislative business
is carried on, irregularities of this kind must frequently happen.
Accordingly, not a year has passed without instances of them
in some one or other of the States. The Treaty of Peace, the
treaty with France, the treaty with Holland, have each been
violated. [See the complaints to Congress on these subjects.]
The causes of these irregularities must necessarily produce
frequent violations of the law of nations in other respects.
As yet, foreign powers have not
been rigorous in animadverting on us. This moderation, however,
cannot be mistaken for a permanent partiality to our faults,
or a permanent security against those disputes with other nations,
which, being among the greatest of public calamities, it ought
to be least in the power of any part of the community to bring
on the whole.
4. Trespasses of
the States on the rights of each other.
These are alarming symptoms, and
may be daily apprehended, as we are admonished by daily experience.
See the law of Virginia restricting foreign vessels to certain
ports; of Maryland in favor of vessels belonging to her own
citizens; of N. York in favor of the same.
Paper money, instalments of debts,
occlusion of courts, making property a legal tender, may likewise
be deemed aggressions on the rights of other States. As the
citizens of every State, aggregately taken, stand more or less
in the relation of creditors of debtors to the citizens of every
other State, acts of the debtor State in favor of debtors affect
the creditor State in the same manner as they do its own citizens,
who are, relatively, creditors towards other citizens. This
remark may be extended to foreign nations. If the exclusive
regulation of the value and alloy of coin was properly delegated
to the federal authority, the policy of it equally requires
a controul on the States in the cases above mentioned. It must
have been meant — 1. To preserve uniformity in the circulating
medium throughout the nation. 2. To prevent those frauds on
the citizens of other States, and the subjects of foreign powers,
which might disturb the tranquillity at home, or involve the
union in foreign contests.
The practice of many states in
restricting the commercial intercourse with other States, and
putting their productions and manufactures on the same footing
with those of foreign nations, though not contrary to the federal
articles, is certainly adverse to the spirit of the Union, and
tends to beget retaliating regulations, not less expensive and
vexatious in themselves than they are destructive of the general
harmony.
5. Want of concert
in matters where common interest requires it.
This defect is strongly illustrated
in the state of our commercial affairs. How much has the national
dignity, interest, and revenue, suffered from this cause? Instances
of inferior moment are the want of uniformity in the laws concerning
naturalization and literary property; of provision for national
seminaries; for grants of incorporation for national purposes,
for canals, and other works of general utility; which may at
present be defeated by the perverseness of particular States
whose concurrence is necessary.
6. Want of Guaranty
to the States of their Constitutions and laws against internal
violence.
The Confederation is silent on
this point, and therefore by the second article the hands of
the federal authority are tied. According to Republican Theory,
Right and power, being both vested in the majority, are held
to be synonymous. According to fact and experience, a minority
may, in an appeal to force, be an overmatch for the majority:
1. If the minority happen to include all such as possess the
great pecuniary resources, one-third only may conquer the remaining
two-thirds. 2. One-third of those who participate in the choice
of the rulers may be rendered a majority by the accession of
those whose poverty excludes them from a right of suffrage,
and who, for obvious reasons, will be more likely to join the
standard of sedition than that of the established Government.
3. Where slavery exists, the republican Theory becomes still
more fallacious.
7. Want of sanction
to the laws, and of coercion in the Government of the Confederacy.
A sanction is essential to the
idea of law, as coercion is to that of Government. The federal
system being destitute of both, wants the great vital principles
of a Political Constitution. Under the form of such a Constitution,
it is in fact nothing more than a treaty of amity, of commerce,
and of alliance, between independent and Sovereign States. From
what cause could fatal an omission have happened in the articles
of Confederation? From a mistaken confidence that the justice,
the good faith, the honor, the sound policy of the several legislative
assemblies would render superfluous any appeal to the ordinary
motives by which the laws secure the obedience of individuals;
a confidence which does honor to the enthusiastic virtue of
the compilers, as much as the inexperience of the crises apologizes
for their errors. The time which has since elapsed has had the
double effect of increasing the light and tempering the warmth
with which the arduous work may be revised. It is no longer
doubted that a unanimous and punctual obedience of 13 independent
bodies to the acts of the federal Government ought not to be
calculated on. Even during the war, when external danger supplied
in some degree the defect of legal and coercive sanctions, how
imperfectly did the States fulfil their obligations to the Union?
In time of peace we see already what is expected. How, indeed,
could it be otherwise? In the first place, every general act
of the Union must necessarily bear unequally hard on some particular
member or members of it; secondly, the partiality of the members
to their own interests and rights, a partiality which will be
fostered by the courtiers of popularity, will naturally exaggerate
the inequality where it exists, and even suspect it where it
has no existence; thirdly, a distrust of the voluntary compliance
of each other may prevent the compliance of any, although it
should be the latent disposition of all. Here are causes and
pretexts which will never fail to render federal measures abortive.
If the laws of the states were to be merely receommendatory
to their citizens, or it they were to be rejudged by county
authorities, what security, what probability would exist that
they would be carried into execution? Is the security of probability
greater in favor of the acts of Congress, which, depending for
their execution on the will of the State legislatures, are,
tho' nominally authoritative, in fact recommendatory only?
8. Want of ratification
by the people of the articles of the Confederation.
In some of the States the Confederation
is recognized by and forms a part of the Constitution. In others,
however, it has received no other sanction than that of the
legislative authority. From this defect two evils result: 1.
Whenever a law of a State happens to be repugnant to an act
of Congress, particularly when the latter is of posterior date
to the former, it will be at least questionable whether the
latter must not prevail; and as the question must be decided
by the Tribunals of the State, they will be most likely to lean
on the side of the State. 2. As far as the union of the States
is to be regarded as a league of sovereign powers, and not as
a political Constitution, by virtue of which they are become
one sovereign power, so far it seems to follow, from the doctrine
of compacts, that a breach of any of the articles of the Confederation
by any of the parties to it absolves the other parties from
their respective obligations, and gives them a right, if they
choose to exert it, of dissolving the Union altogether.
9. Multiplicity
of laws in the several States.
In developing the evils which
viciate the political system of the United States, it is proper
to include those which are found within the States individually,
as well as those which directly affect the States collectively,
since the former class have an indirect influence on the general
malady, and must not be overlooked in forming a complete remedy.
Among the evils, then, of our situation, may well be ranked
the multiplicity of laws, from which no State is exempt. As
far as laws are necessary to mark with precision the duties
of those who are to obey them, and to take from those who are
to administer them a discretion which might be abused, their
number is the price of liberty. As far as laws exceed this limit
they are a nuisance; a nuisance of the most pestilent kind.
Try the Codes of the several States by this test, and what a
luxuriancy of legislation do they present. The short period
of independency has filled as many pages as the century which
preceded it. Every year, almost every session adds a new volume.
This may be the effect in part, but it can only be in part,
of the new situation in which the revolution has placed us.
A review of the several Codes will shew that every necessary
and useful part of the least voluminous of them might be compressed
into one-tenth of the compass, and at the same time be rendered
ten-fold as perspicuous.
10. Mutability
of the laws of the States.
This evil is intimately connected
with the former, yet deserves a distinct notice, as it emphatically
denotes a vicious legislation. We daily see laws repealed or
superseded before any trial can have been made of their merits,
and even before a knowledge of them can have reached the remoter
districts within which they were to operate. In the regulations
of trade, this instability becomes a snare not only to our citizens,
but to foreigners also.
11. Injustice of
the laws of the States.
If the multiplicity and mutability
of laws prove a want of wisdom, their injustice betrays a defect
still more alarming; more alarming, not merely because it is
a greater evil in itself, but because it brings more into question
the fundamental principle of republican Government, that the
majority who rule in such Governments are the safest guardians
both of public good and of private rights. To what causes is
this evil to be ascribed?
These causes lie — 1. In
the representative bodies. 2. In the people themselves:
1. Representative appointments
are sought from 3 motives: 1. Ambition. 2. Personal Interest.
3. Public good. Unhappily, the two first are proved by experience
to be most prevalent. Hence, the candidates who feel them, particularly
the second, are most industrious and most successful in pursuing
their object; and forming often a majority in the legislative
Councils, with interested views, contrary to the interest and
views of their constituents, join in a perfidious sacrifice
of the latter to the former. A succeeding election, it might
be supposed, would displace the offenders, and repair the mischief.
But how easily are base and selfish measures masked by pretexts
of public good and apparent expediency? How frequently will
a repetition of the same arts and industry which succeeded in
the first instance again prevail on the unwary to misplace their
confidence?
How frequently, too, will the
honest but unenlightened representative be the dupe of a favorite
leader, veiling his selfish views under the professions of public
good, and varnishing his sophistical arguments with the glowing
colours of popular eloquence?
2. A still more fatal, if not
more frequent cause, lies among the people themselves. All civilized
societies are divided into different interests and faction,
as they happen to be creditors or debtors, rich or poor, husbandmen,
merchants, or manufacturers, members of different religious
sects, followers of different political leaders, inhabitants
of different districts, owners of different kinds of property,
&c., &c. In republican Government, the majority, however
composed, ultimately give the law. Whenever, therefore, an apparent
interest or common passion unites a majority, what is to restrain
them from unjust violations of the rights and interests of the
minority, or of individuals? Three motives only: 1. A prudent
regard to their own good, as involved in the general and permanent
good of the community. This consideration, although of decisive
weight in itself, is found by experience to be too often unheeded.
It is too often forgotten, by nations as well as by individuals,
that honesty is the best policy. 2dly. Respect for character.
However strong this motive may be in individuals, it is considered
as very insufficient to restrain them from injustice. In a multitude
its efficacy is diminished in proportion to the number which
is to share the praise or the blame. Besides, as it has reference
to public opinion, which, within a particular society, is the
opinion of the majority, the standard is fixed by those whose
conduct is to be measured by it. The public opinion without
the society will be little respected by the people at large
of any Country. Individuals of extended views and of national
pride may bring the public proceedings to this standard, but
the example will never be followed by the multitude. Is it to
be imagined that an ordinary citizen or even Assemblyman of
R. Island, in estimating the policy of paper money, ever considered
or cared in what light the measure would be viewed in France
or Holland, or even in Massachusetts or Connecticut? It was
a sufficient temptation to both that it was for their interest;
it was s sufficient sanction to the latter that it was popular
in the State; to the former, that it was so in the neighbourhood.
3dly. Will Religion, the only remaining motive, be a sufficient
restraint? It is not pretended to be such, on men individually
considered. Will its effect be greater on them considered in
an aggregate view? Quite the reverse. The conduct of every popular
assembly acting on oath, the strongest of religious ties, proves
that individuals join without remorse in acts against which
their consciences would revolt if proposed to them under the
like sanction, separately, in their closets. When, indeed, Religion
is kindled into enthusiasm, its force, like that of other passions,
is increased by the sympathy of a multitude. But enthusiasm
is only a temporary state of religion, and, while it lasts,
will hardly be seen with pleasure at the helm of Government.
Besides, as religion in its coolest state is not infallible,
it may become a motive to oppression as well as a restraint
from injustice. Place three individuals in a situation wherein
the interest of each depends on the voice of the others, and
give to two of them an interest opposed to the rights of the
third. Will the latter be secure? The prudence of every man
would shun the danger. The rules and forms of justice suppose
and guard against it. Will two thousand in a like situation
be less likely to encroach on the rights of one thousand? The
contrary is witnessed by the notorious factions and oppressions
which take place in corporate towns, limited as the opportunities
are, and in little republics, when uncontrouled by apprehensions
of external danger. If an enlargement of the sphere is found
to lessen the insecurity of private rights, it is not because
the impulse of a common interest or passion is less predominant
in this case with the majority, but because a common interest
or passion is less apt to be great than by a small number. The
society becomes broken into a greater variety of interests and
pursuits of passions, which check each other, whilst those who
may feel a common sentiment have less opportunity of communication
and concert. It may be inferred that the inconveniences of popular
States, contrary to the prevailing Theory, are in proportion
not to the extent, but to the narrowness of their limits.
The great desideratum in Government
is such a modification of the sovereignty as will render it
sufficiently neutral between the different interests and factions
to control one part of the society from invading the rights
of another, and at the same time, sufficiently controuled itself
from setting up an interest adverse to that of the whole society.
In absolute Monarchies the prince is sufficiently neutral towards
his subjects, but frequently sacrifices their happiness to his
ambition or his avarice. In small Republics, the sovereign will
is sufficiently controuled from such a sacrifice of the entire
Society, but is not sufficiently neutral towards the parts composing
it. As a limited monarchy tempers the evils of an absolute one,
so an extensive Republic meliorates the administration of a
small Republic.
An auxiliary desideratum for the
melioration of the Republican form is such a process of elections
as will most certainly extract from the mass of the society
the purest and noblest characters which it consists; such as
will at once feel most strongly the proper motives to pursue
the end of their appointment, and be most capable to devise
the proper means of attaining it.
This document was transcribed
into HTML format by the James Madison University Department of
Political Science from Madison, James. 1865. Letters and Other
Writings of James Madison, Published by order of Congress. 4 volumes.
Edited by Philip R. Fendall. Philadelphia: Lippincott.
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